Development and Evaluation of a Thinning Tree Selection System Using Optimization Techniques Based on Multi-Platform LiDAR

초록

This study aimed to develop a thinning tree selection system by applying genetic algorithms based on precisely estimated tree-level forest structural parameters derived from LiDAR data. Conventional thinning tree selection methods have limitations due to their dependence on subjective judgement and field experience of operators, resulting in inconsistency and variations according to skill levels. To address these issues, tree positions, diameters at breast height (DBH), and tree heights were extracted by integrating terrestrial laser scanning (TLS) and Unmanned Aerial Vehicle Laser Scanning (ULS) data, forming a Multi-Platform LiDAR dataset. The derived DBH and Hegyi competition index were utilized as indicators for thinning tree selection. Optimization of tree selection was performed using a genetic algorithm, with an objective function designed to maximize the average DBH and minimize the average competition index of the remaining trees, and the system's performance was compared with results obtained by forestry experts. The results showed that tree detection accuracy exceeded 99%, DBH estimation exhibited an RMSE of 0.74 cm, and tree height estimation showed an RMSE of approximately 2 m, demonstrating the construction of precise forest structural parameters. Compared to expert driven selection, the Genetic Algorithm-based thinning system produced a higher average DBH (30.06 cm vs. 29.26 cm) and a lower Hegyi competition index (1.31 vs. 1.41) under Scenario 3. This indicates superior performance in competition alleviation and growing space allocation among individual trees. Spatial statistical analysis revealed that while expert selection maintained the existing spatial clustering pattern of stand structure (Global Moran's I = 0.16), the machine learning system achieved an almost random distribution (Global Moran's I = -0.04) under Scenario 3. This study demonstrates the potential of overcoming the limitations of conventional thinning practices dependent on subjective judgement by introducing an objective, consistent, data-driven quantitative decision support system for precision forest management.

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